Job
LinkedIn
DBS Bank
Role:Branch Governance Control
Location:Chennai
Posted: 30-11--0001
Job Purpose:
Provide strong first line of defence to the Bank on all requirements related to internal processes and controls and regulatory guidelines. Overseeing all the process and policies are being followed.
Core Competencies:
- Strong knowledge about various regulatory requirements and having risk orientation.
- Should have ability to work and coordinate with multiple stakeholders and have a solution driven approach.
- Network with industry compliance fraternity and adopt best practises.
- Managing efficient relationship with Regulator/s.
- Identifying, escalation and mitigation of Regulatory/Compliance risk
Job Description
Guide and coach team members in advancing the compliance agenda. Periodically review the Operations Handbook (OH) and Standard Operating Procedures (SOPs). Ensure adherence to the Master Circular on “Customer Service at Banks.” Review risk events, frauds, branch/ATM complaints, and incidents, coordinating with teams for gap analysis and process improvement. Manage stakeholder expectations within the governance framework. Collate and sample review the Branch Daily and Monthly Operations Checklists. Revise insurance limits and prepare data on Cash Retention Limit (CRL) breaches. Review, test, and coordinate the Business Continuity Plan (BCP) process. Compile required internal and regulatory reports. Coordinate with branches for statutory and concurrent audits. Conduct Risk and Control Self-Assessments (RCSA) at both common and unit levels. Collaborate with compliance and business units for transaction-related requirements and deviations.
Responsibillities
Qualification
Experience:
- 10+ years of Compliance experience in Banking Industry
- Knowledge of banking and financial services regulations/circulars
- Knowledge on all regulations of RBI.
- Sound knowledge of the overall banking environment (primarily pertaining to both Retail & Corporate Banking.
Experience:
10+ years